Knowing Your Customer - Monitoring and Auditing for PEPs and Other High Risk Customers
June 11, 2013 - Palo Alto CA USComplianceOnline
referral@complianceonline.com
Phone:650-620-3915
Fax:650-963-2556
Areas Covered in the Webinar: Identifying PEPs and High Risk Customers What makes a customer high risk? Assessing policies and procedures for PEPs Comprehensive Risk Assessment for PEPs Review of monitoring programs for PEPs Determining effectiveness and thoroughness of training programs regarding PEPs Who Will Benefit: This will be beneficial for the following personnel in financial institutions and money services businesses: BSA / AML Officers Internal Auditors Staff with roles and responsibilities in BSA / AML management and oversight Money Service Business BSA/AML Officers Corporate Audit Personnel